0001504304-16-000145.txt : 20160202
0001504304-16-000145.hdr.sgml : 20160202
20160202153118
ACCESSION NUMBER: 0001504304-16-000145
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDOG INVESTORS, LLC
GROUP MEMBERS: PHILLIP GOLDSTEIN
GROUP MEMBERS: STEVEN SAMUELS
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
IRS NUMBER: 943346760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78303
FILM NUMBER: 161380638
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
SC 13G/A
1
thirteenga.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
MVC Capital Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
553829102
(CUSIP Number)
12/31/15
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
_X_ Rule 13d-1(b)
__ Rule 13d-1(c)
__ Rule 13d-1(d)
CUSIP No.: 553829102
1. Names of Reporting Persons. I.R.S. Identification Nos. of
above persons (entities only).
Bulldog Investors LLC,
2. Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
(b)
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each reporting Person
With:
5. Sole Voting Power
764,880
6. Shared Voting Power
695,413
7. Sole Dispositive Power
764,880
8. Shared Dispositive Power
695,413
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,460,293 - (footnote 1)
10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain
Shares (See Instructions)
N/A
11. Percent of Class Represented by Amount in Row ( 9 )
6.43%
12. Type of Reporting Person (See Instructions)
IA
1. Names of Reporting Persons. I.R.S. Identification Nos. of
above persons (entities only).
Phillip Goldstein
2. Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) X
(b)
3. SEC Use Only
4. Citizenship or Place of Organization
USA
Number of Shares Beneficially Owned by Each reporting Person
With:
5. Sole Voting Power
764,880
6. Shared Voting Power
695,413
7. Sole Dispositive Power
764,880
8. Shared Dispositive Power
695,413
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,460,293 - (footnote 1)
10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain
Shares (See Instructions)
N/A
11. Percent of Class Represented by Amount in Row ( 9 )
6.43%
12. Type of Reporting Person (See Instructions)
IN
1. Names of Reporting Persons. I.R.S. Identification Nos. of
above persons (entities only).
Andrew Dakos
2. Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
(b)
3. SEC Use Only
4. Citizenship or Place of Organization
USA
Number of Shares Beneficially Owned by Each reporting Person
With:
5. Sole Voting Power
764,880
6. Shared Voting Power
695,413
7. Sole Dispositive Power
764,880
8. Shared Dispositive Power
695,413
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,460,293 - (footnote 1)
10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain
Shares (See Instructions)
N/A
11. Percent of Class Represented by Amount in Row ( 9 )
6.43%
12. Type of Reporting Person (See Instructions)
IN
1. Names of Reporting Persons. I.R.S. Identification Nos. of
above persons (entities only).
Steven Samuels
2. Check the Appropriate Box if a Member of a Group (See
Instructions)
(a)
(b)
3. SEC Use Only
4. Citizenship or Place of Organization
USA
Number of Shares Beneficially Owned by Each reporting Person
With:
5. Sole Voting Power
764,880
6. Shared Voting Power
695,413
7. Sole Dispositive Power
764,880
8. Shared Dispositive Power
695,413
9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,460,293 - (footnote 1)
10. Check if the Aggregate Amount in Row ( 9 ) Excludes Certain
Shares (See Instructions)
N/A
11. Percent of Class Represented by Amount in Row ( 9 )
6.43%
12. Type of Reporting Person (See Instructions)
IN
Item 1.
(a) The Name of the Issuer is:
MVC Capital Inc.
(b) The Address of the Issuer's Principal Executive Office is:
RIVERVIEW AT PURCHASE
287 BOWMAN AVE 3rd Floor
PURCHASE NY 10577
Item 2.
(a) The names of the Persons Filing are:
Bulldog Investors LLC, Phillip Goldstein, Andrew Dakos
and Steven Samuels
(b) The address of principal place of business and
principal office is:
Park 80 West, 250 Pehle Ave. Suite 708
Saddle Brook, NJ 07663
(c) Citizenship: USA
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 553829102
Item 3.
This statement is filed pursuant to 240.13d-2(b). The person filing is:
(e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E).
Item 4.
(a) Amount beneficially owned: 1,460,293
(b) Percent of class: 6.43%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 764,880
(ii) Shared power to vote or to direct the vote: 695,413
(iii) Sole power to dispose or to direct the disposition
of: 764,880
(iv) Shared power to dispose or to direct the disposition
of: 695,413
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following:___.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Clients of Bulldog Investors, LLC are entitled to receive dividends
and sales proceeds.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security being Reported on by the Parent
Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the
Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Footnote 1: The reporting persons disclaim beneficial ownership
except to the extent of any pecuniary interest therein.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete, and correct.
By: /s/
Name: Phillip Goldstein
Title: Principal, Bulldog Investors LLC
Date: February 2, 2016
By: /s/
Name: Andrew Dakos
Title: Principal, Bulldog Investors LLC
Date: February 2, 2016
By: /s/
Name: Steven Samuels
Title: Principal, Bulldog Investors LLC
Date: February 2, 2016